Leadership has lost it’s way… - Anonymous employee FINRA Employee Review

2.0
Sep 9, 2025
Anonymous employee
Recommend
CEO approval
Business outlook

Pros

Modern offices with good facilities Colleagues who genuinely care about the mission Many highly intelligent, capable people to collaborate with

Cons

FINRA is in an identity crisis. Leadership has abandoned the “people first” values that once set the organization apart. Return-to-office mandates keep climbing with no real business justification. Employees come into the offices to just take Zoom calls while leaders insist it’s about “collaboration.” The real issue is leadership. The MC is out of touch, and too many VPs are not strong leaders. Many of them got their jobs by playing the game and managing up, not by delivering results. Some are actively making their teams’ work harder, yet they’re protected because they know how to look good to the MC. This has created a culture where poor performance at the top is ignored, while high performers either burn out or leave. Career growth is almost nonexistent. Employees are told to complete IDPs, but without visible career pathways, it feels meaningless.

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5.0
May 22, 2026
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CEO approval
Business outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
Jun 28, 2026
Recommend
CEO approval
Business outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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