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      Good place - Compliance Specialist FINRA Employee Review

      5.0
      Jan 18, 2023
      Compliance specialist
      Recommend
      CEO approval
      Business outlook

      Pros

      Flexible schedules and work from home benefits, zoom meetings with the camera on so you feel more included, random mental health days given from management

      Cons

      Hard to re-negotiate your salary or get any significant boost without moving to a different team/changing your role

      Explore other reviews about FINRA

      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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