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      FINRA reviews

      Great Job - Risk Monitoring Associate FINRA Employee Review

      5.0
      Dec 15, 2021
      Risk monitoring associate
      Recommend
      CEO approval
      Business outlook

      Pros

      Use of Industry Knowledge and Experience Self Directed Use of Time Outstanding Training guides Small Teams Working Remotely

      Cons

      Lonely Need more social interaction and not just work, work, work Some specialty teams are totally unhelpful and just blow you off

      avatar
      FINRA Response
      4y
      Thank you for sharing your thoughts. We are sorry to hear about your lonely experience. We recommend looking into our employee resource groups. Nearly half of our employees participate in one or more of our 10 ERGs and they are a great way to meet others.

      Explore other reviews about FINRA

      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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