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      Chicago Equities Surveillance - Good Co-Workers / Management Not Working - Regulatory Analyst II FINRA Employee Review

      3.0
      Jan 11, 2015
      Regulatory analyst ii
      Recommend
      CEO approval
      Business outlook

      Pros

      The work is interesting if you like finance and trading/markets ... You'll actually like and become friends with some of your co-workers

      Cons

      Management seems disinterested in working, but they always have time to chat you up about non-work ... pay is ok, but could be higher ... Loss of key regulatory surveillance contracts puts long-term viability of CES in jeopardy

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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