things are okay - Associate Principal Examiner FINRA Employee Review

4.0
Jan 29, 2010
Recommend
CEO approval
Business outlook

Pros

The work at FINRA is interesting, in the member reg department you gain exposure to all aspects of the securities industry and high level executives on wall street.

Cons

there can be a lack of growth opportunity. the hiring practices don't make any sense sometimes. alongside very competent and intelligent staff will be people who are clueless, which causes work to be unevenly distributed.

Explore other reviews about FINRA

5.0
May 22, 2026
Recommend
CEO approval
Business outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
Jun 28, 2026
Recommend
CEO approval
Business outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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