Great company - Associate Principal Examiner FINRA Employee Review

5.0
Nov 25, 2013
Recommend
CEO approval
Business outlook

Pros

This company allows for flexibility and growth. You can pursue training and development and it is encouraged.

Cons

Sometimes the travel can be a lot but if you plan ahead you can make it work. Sometimes there are a lot of exams going at the same time.

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5.0
May 22, 2026
Recommend
CEO approval
Business outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
Jun 28, 2026
Recommend
CEO approval
Business outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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