A very negative culture dictated by upper management. - Principal Examiner FINRA Employee Review

1.0
Dec 22, 2012
Recommend
CEO approval
Business outlook

Pros

A great place to learn a lot about regulations and the financial services industry provided you can find someone experienced to train and mentor.

Cons

There is a lot of backstabbing, dirty politics, bullying and discrimination dictated by management. Little opportunity for advancement. Since the merger, the company has been aggressively forcing experienced people out, losing expertise and talent. Most of the good managers with technical experience who cared about regulations are gone. On paper, company looks great, in reality it regulates by "smoke and mirrors". The company is a “sweat shop”.

Explore other reviews about FINRA

5.0
May 22, 2026
Recommend
CEO approval
Business outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
Jun 28, 2026
Recommend
CEO approval
Business outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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