The Longer You Stay, The Worse You Will Feel - Regulatory Analyst FINRA Employee Review

2.0
Nov 14, 2012
Recommend
CEO approval
Business outlook

Pros

There is good work life balance for sure. Benefits are superb. Pay while not so generous is good for the amount of work you need to do.

Cons

Management in my particular department, from middle to senior, is very out of touch with their subordinates. In addition very few of them are willing to put themselves on the line to make very much needed moves to push the company forward. Garbage in garbage out is too often the way our surveillances are run, but no one in a position of authority tries to rectify these obvious issues. Passing the buck seems to be the M.O. of most of management here. I have never worked at a company where there is such rampant C.Y.A. in action. The lack of a true meritocracy system when it comes to rewarding hard work tends to ensure that most employees will not give their best effort once they wise up to the way things operate at the company. The underperfomers make out the best because more often than not, the high perfomers end up pitching in to make up for the underperformers ineptness to help meet departmental goals. Work progress moves at a snail's pace, and more often than not, very arbitrarily. It's not uncommon to bring investigations close to the finish line and then have it sit an additional several months with management before it's closed. Management is definitely the bottleneck. I say this sarcastically, but it seems like once you get to be a manager, you are obligated to ramp up your laziness exponentially.

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5.0
May 22, 2026
Recommend
CEO approval
Business outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
Jun 28, 2026
Recommend
CEO approval
Business outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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