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      Inconsistent Management & Poor Communication - Compliance Examiner FINRA Employee Review

      2.0
      May 1, 2017
      Compliance examiner
      Recommend
      CEO approval
      Business outlook

      Pros

      Good resume experience that cannot be duplicated elsewhere. Overall friendly staff throughout the office. Flexible work arrangements are available to most staff members.

      Cons

      Employee concerns are not addressed through the proper chains of command. Decisions regarding employee concerns are not made with the appropriate staff who are affected by such decisions. Communication of such decisions to staff fall between management lines.

      Explore other reviews about FINRA

      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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