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      FINRA

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      FINRA reviews

      Hearing Officer - Anonymous employee FINRA Employee Review

      3.0
      Jan 24, 2017
      Anonymous employee
      Recommend
      CEO approval
      Business outlook

      Pros

      Interesting work, some independence. Autonomy when in hearings.

      Cons

      Management is inconsistent, overly involved in work. Recent hires are not impressive. Low pay, much travel required, with low per diems. No where to advance; essentially an end-of-career job after private securities practice.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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