Servicing Investment Advisor (CIRO Registered)
Are you a licensed investment professional who loves client relationships.
Our growing, high-performing wealth management practice is seeking a dedicated Servicing Investment Advisor. In this role, you will focus entirely on managing and retaining a well-established book of affluent clients.
Why This Opportunity is Different
- Warm Book from Day One: Step directly into an established book of over 350 affluent clients.
- No Cold-Calling
- Collaborative Environment: Work alongside a multi-disciplinary team with full back-office and administrative support.
Compensation & Benefits
- Base Salary: $70,000 – $100,000 / year (Commensurate with experience)
- Bonus Structure possible
- Career Growth: Clear, defined path toward senior advisory partnership or specialized portfolio management roles as our practice scales.
The Day-to-Day Responsibilities
- Portfolio Optimization: Monitor account performance, risk metrics, and asset allocations. Rebalance portfolios under the guidance of the Investment Committee and execute equity, fixed-income, and ETF transactions in strict alignment with client KYCs.
- Compliance Fidelity: Maintain pristine documentation and full adherence to CIRO regulations, operational workflows, and internal firm policies.
Qualifications & Requirements
- Mandatory Licensing: Current registration with CIRO in good standing. Eligible to act as an Investment Advisor (Registered Representative) or Associate Investment Advisor in Canada.
- Experience: 3 to 7 years of direct wealth management or retail investment advisory experience, with a proven track record of managing high-net-worth accounts.
- Education & Credentials: Bachelor’s degree in Finance, Economics, Commerce, or a related discipline. Completion of the CSC is required.
- Assets: PFP, CFP, or CIM designations are highly desirable.
- Legal Status: Must be legally authorized to work in Canada.
How to Apply
If you are passionate about the markets, value deep client interactions over aggressive sales targets, and want to accelerate your career within a structured, highly professional team, we want to hear from you.
Please submit your resume along with a brief cover letter highlighting your current CIRO registration status.
Pay: $70,000.00-$100,000.00 per year
Benefits:
Work Location: In person