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Chief compliance officer Jobs in Toronto, ON

81 Jobs

  • 3.5
    Director, Compliance
    Toronto
    6 d
    join our Compliance team. In this role, the successful candidate is expected to assist the ChiefComplianceOfficer in the oversight… Director, Compliance LOCATION: Toronto STATUS:Full-time JOB OVERVIEW We are currently seeking a Director, Compliance to join…
  • Chief Compliance Officer
    Toronto
    15 d
    Canadian ChiefComplianceOfficer (CCO) Act as the compliance point of contact with the regulatory agencies for compliance issues… looking for a regional ChiefComplianceOfficer to join our team in Toronto, reporting into the global Compliance function and local…
  • Chief Compliance Officer
    Toronto
    12 d
    RESPONSIBILITIES: Assist the Bancorp ChiefComplianceOfficer with overall management of the Bank's compliance program. Responsible for… Bank. GENERAL FUNCTION: Assists the Bancorp ChiefComplianceOfficer and Directors in advocating and facilitating the development…
  • 5.0
    Compliance Officer
    Toronto
    Easy Apply
    21 d
    The ComplianceOfficer is responsible for advising and updating the ChiefComplianceOfficer on all regulatory compliance related… indicators. Escalate any identified trends to the ChiefComplianceOfficer Create/improve existing supervisory reports and…
  • Chief Compliance Officer - Canada
    Toronto
    4 d
    RESPONSIBILITIES: Assist the Bancorp ChiefComplianceOfficer with overall management of the Bank's compliance program. Responsible for… Third Bank. GENERAL FUNCTION: Assists the Bancorp ChiefComplianceOfficer and Directors in advocating and facilitating the development…
  • 3.1
    Compliance Officer
    Toronto
    Easy Apply
    7 d
    travel throughout, MB, SK, NS and ON. As a COBS Bread ComplianceOfficer you will enjoy working autonomously in a dynamic and fast… the COBS Bread Compliance team in a permanent full time capacity based out of the office in Toronto. The Compliance team is an internal…
  • 3.7
    Compliance Officer
    Toronto
    1 d
    is looking for a ComplianceOfficer to join our team. The individual will report to the Director, Compliance and will work with… with the compliance team to ensure that the compliance programs under their scope meet all applicable regulatory requirements with…
  • 4.0
    Information Security and Privacy Compliance Officer
    Toronto
    12 d
    So, what does an Information Security and Privacy ComplianceOfficer at PathFactory do? We are looking for someone to… above requirements Excellent understanding of audit and compliance standards Excellent understanding of IT security and risk…
  • 3.5
    Chief Compliance Officer, BBS Securities Inc.
    Toronto
    18 d
    www.virtualbrokers.com/en-us/, to get to know us better! POSITION: ChiefComplianceOfficer, BBS Securities Inc. (Operating as Virtual Broker)… Full-time JOB OVERVIEW We are currently seeking a ChiefComplianceOfficer for BBS Securities Inc. In this role, the successful…
  • 3.8
    Compliance Manager
    Toronto
    5 d
    technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help… are on a quest to change banking for good. Compliance Manager The Compliance Manager at Capital One performs a key second…
  • Chief Compliance Officer, Cnd & US
    Toronto
    30d+
    Handle any monthly, quarterly, annual compliance housekeeping Eventually build out compliance department with a staff in each country… Responsible for both Canadian and US RIA compliance Handle any audits from the OSC, SEC, RIA for LLC and Incorporated branches…
  • Chief Compliance Officer, Canada
    Toronto
    15 d
    Canadian ChiefComplianceOfficer (CCO) Act as the compliance point of contact with the regulatory agencies for compliance issues… looking for a regional ChiefComplianceOfficer to join our team in Toronto, reporting into the global Compliance function and local…
  • Compliance Officer
    Toronto
    6 d
    Ensuring Compliance with Laws & Regulations Emphasis on FINTRAC, Customs, and H&S regulations Implement compliance activities… mentioned compliance areas); providing options/solutions for required measures for risk mitigation Verify program compliance and document…
  • 3.5
    Chief Compliance Officer (Wealth Management)
    Toronto
    1 d
    ’re looking for a ChiefComplianceOfficer to oversee UBS Bank (Canada)'s Compliance Program. The Compliance program includes the… managers within the business and within Compliance to ensure that the Bank remains in compliance with all applicable banking laws and…
  • Chief Compliance Officer - MFDA
    Mississauga
    8 d
    aspect of the ChiefComplianceOfficer role with you in mind. What is the role of the ChiefComplianceOfficer, MFDA Dealer?… professional success? Our Compliance team is currently growing! We’re seeking a ChiefComplianceOfficer, MFDA Dealer– someone who…
  • 3.2
    COMPLIANCE OFFICER
    Toronto
    26 d
    COMPLIANCEOFFICER OVERVIEW OF POSITION: This position involves the quality assurance of all inbound and outbound calls… Quality Assurance Officer tests and approves trainees for release to production. The Quality Assurance Officer will report to the…
  • 3.2
    Compliance Manager
    Toronto
    11 d
    key internal stakeholders, the Compliance manager is responsible for ensuring that compliance obligations are implemented and… Responsibilities The Compliance manager encourages the continual development of a culture of compliance with industry standards…
  • 4.3
    General Counsel & Chief Privacy Officer
    Toronto
    4 d
    Counsel & Chief Privacy Officer As key member of the leadership team, the General Counsel & Chief Privacy Officer is responsible… As ruby’s Privacy Officer, you will be responsible for keeping abreast of and advising on global compliance with privacy and data…
  • Director, Compliance
    Toronto
    8 d
    office (GCO) and reporting to the TMX ChiefComplianceOfficer, the Director, Compliance is responsible for implementing and continuing… continuing to develop TMX Group’s enterprise compliance program. The Director, Compliance will work with business leaders, legal counsel…
  • Chief Financial Officer - Manufacturing
    Toronto
    27 d
    Summary: We are seeking a Chief Financial Officer - Manufacturing for an award winning (for performance and culture) global… Applies GAAP regulations to customer contracts and ensures compliance with Company’s policies and procedures, corporate governance…
  • Compliance Officer (CO), Money Laundering Reporting Officer (MLRO) and Data Protection Officer (DPO)
    Toronto
    Easy Apply
    24 hr
    POSITION: ComplianceOfficer (CO), Money Laundering Reporting Officer (MLRO) and Data Protection Officer (DPO) LOCATION: Apex… Liaising with the Head of Compliance – Americas to implement, maintain and monitor adherence with the Compliance framework for the Broadscope…
  • Global Third Party Compliance Manager
    Toronto
    24 hr
    Sr. Manager, Global Quality Systems and Compliance, the Global Third Party Compliance Manager is responsible for the establishment… Global Third Party Compliance Manager - Toronto, Ontario Tilray is a federally licensed producer of medical cannabis.…
  • Senior Compliance Manager
    Toronto
    14 d
    subsidiary is now hiring a Senior Compliance Manager. Reporting to the ChiefComplianceOfficer, the successful candidate will have… policies, procedures and quality assurance processes for ChiefComplianceOfficer and when necessary, Board approval; Monitor relevant…
  • 3.4
    Compliance Officer/AML Analyst (14-month contract)
    Toronto
    5 d
    Receives direction from the Manager, AML, the CAMLO, the ChiefComplianceOfficer and other members of Senior Management as appropriate… implementation and monitoring of effective controls. The ComplianceOfficer/AML Analyst’s role is a multi-faceted one as responsibilities…
  • Chief Compliance Officer, MFDA
    Mississauga
    30d+
    aspect of the ChiefComplianceOfficer role with you in mind. What is the role of the ChiefComplianceOfficer, MFDA Dealer?… professional success? Our Compliance team is currently growing! We’re seeking a ChiefComplianceOfficer, MFDA Dealer– someone who…
  • BRANCH COMPLIANCE SUPERVISOR
    Toronto
    5 d
    independent control and advisory function reporting to the Chief Executive Officer, RLG assesses the firm’s regulatory and legal risk;… . The Branch Compliance Supervisor will be responsible for monitoring retail account activity for compliance with governing…
  • Branch Compliance Supervisor
    Toronto
    5 d
    independent control and advisory function reporting to the Chief Executive Officer, RLG assesses the firm’s regulatory and legal risk;… The Branch Compliance Supervisor will be responsible for monitoring retail account activity for compliance with governing…
  • 4.0
    Senior Manager, Trade Conduct Compliance
    Toronto
    11 d
    Conduct Compliance fit into this? The purpose of the Senior Manager, Trade Conduct Compliance is to assist the Chief Compliance… Compliance Officer (CCO) in ensuring Questrade operates within the rules and regulations prescribed by the Investment Industry Regulatory…
  • 3.6
    Senior Compliance Officer, Control Room
    Toronto
    3 d
    assigned. This includes acting as back up for another senior complianceofficer when needed. Education/Work Experience This position… Accountabilities: Compliance programs The incumbent will be responsible for administering the following compliance programs managed…
  • 3.6
    Compliance Officer, Trade Surveillance
    Toronto
    6 d
    conducted are in compliance with governing regulations, internal policies and procedures. The ComplianceOfficer (“CO”) is responsible… Department within Global Banking and Markets & Treasury (“GBM&T”) Compliance in Canada ensuring specific individual goals, plans, initiatives…
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