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Compliance officer Jobs

115 jobs

  • Encompass Credit Union Ltd.
    Compliance Officer
    Wainwright
    CA$43,284 - CA$54,108 (Employer Est.)
    Easy Apply
    10d
    This permanent full-time position in our Risk and Compliance Department is responsible for monitoring the policies, procedures, and controls designed to……
  • Evolution Gaming Logo3.7
    Compliance Officer - Regulatory
    Vancouver
    Easy Apply
    30d+
    Evolution Gaming Canada is searching for a Compliance Officer for the Regulatory Team, who will be responsible for market analyses and regulatory license……
  • Compliance Officer
    Montreal
    CA$30,000 - CA$40,000 (Employer Est.)
    Easy Apply
    4d
    Creating, managing, and updating the compliance notes on Monday board. Checking creative ads, scripts, inspiration videos for compliance.…
  • BMO Financial Group Logo3.8
    Compliance Officer - Cloud
    Toronto
    CA$46,334 - CA$105,000 (Glassdoor Est.)
    11d
    Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned with BMO Compliance……
  • Chief Compliance Officer (IIROC)
    Toronto
    CA$120,000 - CA$180,000 (Employer Est.)
    Easy Apply
    30d+
    Complete ownership and oversight of all aspects of regulatory compliance, including effective use of a thorough and robust monitoring program.…
  • Paladin Security Logo3.9
    Security Compliance Officer - HIAA
    Halifax
    Easy Apply
    30d+
    Security license through the Department of Justice. A high degree of professionalism. Completion of Paladin in class room training (3 days, unpaid).…
  • BMO Financial Group Logo3.8
    Compliance Officer
    Toronto
    30d+
    Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned with BMO Compliance……
  • BMO Financial Group Logo3.8
    Associate Compliance Officer
    Toronto
    7d
    Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned with BMO Compliance……
  • BMO Financial Group Logo3.8
    Compliance Officer - Legal Regulatory Compliance - Mutual Funds18 month contract
    Toronto
    4d
    Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned with BMO Compliance……
  • BMO Financial Group Logo3.8
    Associate Compliance Officer, Legal Regulatory Compliance
    Toronto
    15d
    Develop, maintain and implement changes to the firm’s compliance and registration policies & procedures to ensure that the firm’s compliance program keeps pace……
  • CI Financial Logo3.4
    Compliance Officer
    Toronto
    Easy Apply
    30d+
    In this role, the successful candidate is expected to assist in the development of management reporting and assisting senior members of the Global Compliance……
  • BMO Financial Group Logo3.8
    Compliance Officer (Life Insurance Segment)
    Toronto
    CA$46,347 - CA$104,574 (Glassdoor Est.)
    30d+
    Typically between 3 - 5 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and……
  • The Mason Group Logo4.1
    Manager/Director – IT Risk & Compliance (get your life back & have fun!)
    Vancouver
    Easy Apply
    13d
    Proficient in risk-based audit techniques. You will be responsible for planning, executing, and reporting on IT internal control audits, compliance reviews and……
  • Yukon Government Logo4
    Carrier Compliance Officer
    Watson Lake
    CA$64,333 - CA$74,460 (Employer Est.)
    4d
    Standard First Aid and air endorsement certification (within 6 months). Yukon Class 5 driver’s licence (upon hire). Highways and Public Works – Who we are.…
  • The City of Red Deer Logo3.2
    Compliance Officer
    Red Deer
    CA$36 - CA$38 Per Hour(Employer Est.)
    1d
    Must possess strong emotional and conflict resolution skills to handle stressful situations when enforcing Bylaws, Orders and Injunctions affecting the……
  • Spring Financial Inc. Logo4.7
    Compliance Officer
    Vancouver
    CA$80,000 (Employer Est.)
    Easy Apply
    17d
    Communicate with managers and staff while also reviewing calls, emails and text messages to determine compliance baselines are being met.…
  • Chartered Professional Accountants of AB Logo
    Registration Compliance Officer
    Calgary
    11d
    The Officer, Registration Compliance will develop and execute effective strategies to manage and/or resolve non-compliance situations, for all registrants ……
  • Compliance Officer
    Calgary
    CA$50,000 (Employer Est.)
    Easy Apply
    30d+
    Help develop, maintain, and deliver regulatory training to employees and agents involved in providing bank products and services to customers.…
  • Zolo Logo4.2
    Junior Deal Compliance Officer
    Vancouver
    Easy Apply
    17d
    Gather industry knowledge and intelligence to aid in revenue protection investigations. Family friendly – never miss a family event or dinner.…
  • University Canada West Logo
    Compliance Officer
    Vancouver
    Easy Apply
    30d+
    Diploma or bachelor’s degree from a relevant field such as political science, law, or business is required. Monitor and review internal and external marketing……
  • Stifel Nicolaus Canada Inc. (US) Logo3.7
    Compliance Officer - Toronto
    Toronto
    1d
    The primary purpose of this role is to monitor accounts for approved person activities for adherence to firm and industry rules and regulations and to identify,……
  • Compliance Officer
    Toronto
    CA$65,000 (Employer Est.)
    Easy Apply
    15d
    Individuals with valid medical or other human rights-based exemptions will be considered for appropriate accommodation within the policy.…
  • Ground X Site Services Ltd. Logo
    regulatory compliance officer
    Coquitlam
    CA$39 Per Hour(Employer Est.)
    30d+
    Conduct quality audits and develop quality management and quality assurance standards. Conduct research to determine efficiency and effectiveness of managerial……
  • Paysend Group Logo4.1
    Compliance Officer - Canada
    Ontario
    Easy Apply
    30d+
    You will conduct objective, independent risk assessment meeting compliance with relevant AML and ATF requirements. Reporting to the Board of Directors.…
  • Raymond James Financial Logo4
    Compliance Officer
    Remote
    30d+
    Reporting to the Manager, Compliance, you will be primarily responsible for trade approvals, monthly account reviews and social media management.…
  • Haywood Securities Inc. Logo
    Compliance Officer
    Vancouver
    Easy Apply
    30d+
    Field internal broker and departmental compliance related inquiries, provide direction or guidance as necessary or escalate query to Manager of Compliance and……
  • Lac Ste. Anne County Logo2.6
    Development Compliance Officer
    Onoway
    Easy Apply
    17d
    Additionally, they will act as a liaison with residents and community groups and participate in relevant meetings and events. Job Types: Full-time, Permanent.…
  • Lake Simcoe Region Conservation Authority Logo3.4
    Environmenal Compliance Officer
    Newmarket
    CA$71,036 - CA$83,100 (Employer Est.)
    Easy Apply
    14d
    A valid G class driver’s license. A post-secondary degree/diploma in Environmental Science, Geography, Ecology, Water Resources Management, Natural Resources……
  • Raymond James Financial Logo4
    Senior Compliance Officer (Vancouver, Toronto, Montreal)
    Vancouver
    3d
    Prepare the Bi-Monthly Short filing, as well as review Short Positions in cash, RRSP and margin accounts; You will be charged with contacting sales staff to……
  • Public Health Agency of Canada Logo4.1
    Senior Compliance & Enforcement Officers
    Canada
    CA$71,599 - CA$77,368 (Employer Est.)
    30d+
    Act as liaison between federal and provincial governments, regional offices and clients, stakeholders and partners to develop program initiatives and……

Jobs

Job TitleEmployerLocationSalary
Compliance OfficerEncompass Credit Union Ltd.Wainwright
Compliance Officer - RegulatoryEvolution GamingVancouver
Compliance OfficerMaxy Media IncMontreal
Compliance Officer - CloudBMO Financial GroupToronto
Chief Compliance Officer (IIROC)DIGIHOST TECHNOLOGY INCToronto
Security Compliance Officer - HIAAPaladin SecurityHalifax
Compliance OfficerBMO Financial GroupToronto
Associate Compliance OfficerBMO Financial GroupToronto
Compliance Officer - Legal Regulatory Compliance - Mutual Funds18 month contractBMO Financial GroupToronto
Associate Compliance Officer, Legal Regulatory ComplianceBMO Financial GroupToronto
Compliance OfficerCI FinancialToronto
Compliance Officer (Life Insurance Segment)BMO Financial GroupToronto
Manager/Director – IT Risk & Compliance (get your life back & have fun!)The Mason GroupVancouver
Carrier Compliance OfficerYukon GovernmentWatson Lake
Compliance OfficerThe City of Red DeerRed Deer
Compliance OfficerSpring Financial Inc.Vancouver
Registration Compliance OfficerChartered Professional Accountants of ABCalgary
Compliance OfficerDigital Commerce BankCalgary
Junior Deal Compliance OfficerZoloVancouver
Compliance OfficerUniversity Canada WestVancouver
Compliance Officer - TorontoStifel Nicolaus Canada Inc. (US)Toronto
Compliance OfficerBereavement Authority of OntarioToronto
regulatory compliance officerGround X Site Services Ltd.Coquitlam
Compliance Officer - CanadaPaysend GroupOntario
Compliance OfficerRaymond James FinancialRemote
Compliance OfficerHaywood Securities Inc.Vancouver
Development Compliance OfficerLac Ste. Anne CountyOnoway
Environmenal Compliance OfficerLake Simcoe Region Conservation AuthorityNewmarket
Senior Compliance Officer (Vancouver, Toronto, Montreal)Raymond James FinancialVancouver
Senior Compliance & Enforcement OfficersPublic Health Agency of CanadaCanada
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📍What are the top cities with open Compliance Officer jobs?
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