Job Type
Date Posted
Distance

Compliance Officer Jobs

300 Jobs

  • 3.7
    CI Financial – Toronto
    HOT
    are currently seeking a ComplianceOfficer, Complaints and Investigations to join our AWM Compliance team. In this role, the successful… diverse group of financial services firms. POSITION: ComplianceOfficer, Complaints and Investigations LOCATION: Toronto (M5J…
  • 2.2
    Agriculture Financial Services (AFSC) – Lacombe
    NEW
    Responsibilities: Reporting to the Compliance Manager, the ComplianceOfficer is responsible for ensuring the efficiency… annual compliance risk management program. To facilitate the operationalization of this program, the ComplianceOfficer will work…
  • 5.0
    R.W. Tomlinson – Ottawa
    NEW
    Tomlinson is currently seeking a ComplianceOfficer, this person would be responsible for ensuring all companies are meeting… meeting the legislated requirements from MTO concerning CVOR compliance. RESPONSIBILITIES Conduct training for all CVOR…
  • 3.7
    CI Financial – Toronto
    11 days ago 11d
    OVERVIEW We are currently seeking a ComplianceOfficer, Branch Audit to join our Compliance team. In this role, the successful… billion in total assets at August 31, 2016. POSITION: ComplianceOfficer, Branch Audit LOCATION: Toronto (M5J 0A3) STATUS: Full-time…
  • 3.1
    BMO Harris Bank – Toronto
    HOT
    Burns including compliance monitoring and testing, through the branch review process. The ComplianceOfficer, Branch Audit will… . The ComplianceOfficer also provides education, guidance and support to our business partners in regards to compliance related…
  • 3.4
    Robert Half Finance & Accounting – Toronto
    NEW
    Attention all proven compliance officers! Are you a qualified compliance person (CSI courses-CSC, CPH, BMG) with demonstrated… MFDA guidelines, handling multiple facets of the overall compliance function?? Are you TIRED of doing the long trek to downtown…
  • 3.6
    BMO Financial Group – Toronto
    NEW
    The Senior ComplianceOfficer, Compliance Testing & Practices (CTAP) functions as a key resource for compliance risk framework… Senior ComplianceOfficer maintains current knowledge of regulatory requirements and developments, current leading compliance risk…
  • 3.7
    TD Bank – London
    1 days ago 13hr
    Job Description The Direct Channels Compliance team is hiring a Senior ComplianceOfficer to support the Phone Channel, ATM, Canadian… Auto req ID 182008BR Job Title Senior ComplianceOfficer Report Location Toronto / London / Ottawa Country CANADA…
  • 3.7
    TD Bank – Toronto
    1 days ago 13hr
    Auto req ID 181687BR Job Title ComplianceOfficer II Report Location 207 Queens Quay West, TORONTO, ON Country CANADA… to the Manager, Investigations, Direct Investing, the ComplianceOfficer will support client complaint resolution on behalf of…
  • 3.7
    TD Bank – Toronto
    1 days ago 13hr
    Relations Job Description The ComplianceOfficer III is a champion for creating a culture of compliance within TD Investment Services… Auto req ID 181595BR Job Title ComplianceOfficer III Report Location 207 Queens Quay West, Toronto, ON Country CANADA…
  • 2.9
    Mitsubishi UFJ Financial Group – Halifax
    19 days ago 19d
    Position ComplianceOfficer Department Compliance Location Halifax Legal Entity MUFG Fund Services (Halifax) Limited… required; Enhance AML reporting to the Chief ComplianceOfficer (CCO), the Compliance Committee, Board of Directors and Senior Management…
  • 3.7
    MFDA (Mutual Fund Dealers Association) – Toronto
    EASY APPLY
    21 days ago 21d
    promoting investor confidence. ComplianceOfficer (Toronto Office) As a ComplianceOfficer, you will be responsible for… determine compliance with MFDA requirements. Education/ Experience: 2-3 years in a compliance, regulatory or…
  • 3.2
    Canadian Nuclear Laboratories – Chalk River
    10 days ago 10d
    , the HWP MO requires a ComplianceOfficer to join forces with the HWP MO Team. The ComplianceOfficer will work under the direction… under the PHAI. The ComplianceOfficer will also coordinate and interact with the CNL corporate compliance programs (HSSE&Q) on…
  • 3.7
    Manulife – Toronto
    HOT
    the Manager Investment Compliance, the ComplianceOfficer is responsible for responding to compliance inquiries from the business… by the Manager and Chief ComplianceOfficer. Cross-train and provide back-up to other Compliance Officers as required.…
  • 3.0
    Harris Bankcorp – Toronto
    15 days ago 15d
    Banking National Office Compliance team supporting BMO Trust Company, the ComplianceOfficer, Compliance & AML, carries responsibility… requirements. The ComplianceOfficer works closely with Business Partners, the National Office, Compliance & AML, Management Team…
  • 3.4
    Credential Financial – Vancouver
    27 days ago 27d
    We are looking for a ComplianceOfficer who will ensure that all the companies of Credential Financial Inc. (Credential Securities… Financial Strategies Inc.) comply with Head Office Sales Compliance regulatory requirements mandated by the securities commissions…
  • 3.4
    Global RESP Corporation – Richmond Hill
    NEW
    Hill, ON. Position: ComplianceOfficer Department: Compliance Reports to: Chief ComplianceOfficer (CCO) GMII is a young… of the ComplianceOfficer is to identify, assess, advice on, communicate, monitor and report on the member’s compliance with regulatory…
  • 3.7
    iA Financial Group – Montreal
    1 days ago 1d
    requests made by the Compliance Department Providing support to branch managers in areas related to compliance Preparing reports… Description Under the responsibility of the Director of Compliance - Retail, the incumbent must be a licensed IIROC supervisor…
  • 2.4
    Tweed – Smiths Falls
    24 days ago 24d
    operating procedures Perform Quality Management System compliance audits and determine system improvements. Assist in writing…
  • 4.3
    Harris Computer Systems – Ottawa
    6 days ago 6d
    Sales Tax and ComplianceOfficer to work closely with fellow Sales Tax Officers and the Manager, Sales Tax and Compliance in providing… internal controls to minimize compliance or audit issues. Verify data integrity and compliance through consistent monitoring…
  • 3.9
    MD Financial Management Inc. – Ottawa
    7 days ago 7d
    and analysis of key risk indicators to Compliance management, Chief ComplianceOfficer (CCO) and the senior management teams of… Summary: Support the Lead, Compliance Programs in coordinating the business conduct compliance program associated with MD Insurance…
  • 3.5
    Irdeto – Ottawa
    NEW
    this role you will: Act as the Functional Safety ComplianceOfficer for the Cloakware product line Analyze impact of ISO26262… Functional Safety Assess regulatory compliance Assess functional safety compliance Conduct reviews with product teams to…
  • 3.0
    Harris Bankcorp – Toronto
    1 days ago 1d
    MANDATE The ComplianceOfficer is to aid in executing the management of all regulatory compliance and risk management… Nesbitt Burns (BMO NB). The ComplianceOfficer is responsible for ensuring that the regulatory compliance requirements are met on…
  • 4.5
    SAP – Toronto
    5 days ago 5d
    Provide compliance advice on Compliance matters relating to SAP’s North American entities and ensure compliance principles… globally, including compliance initiatives, industry compliance failures and other internal and external Compliance trends to provide…
  • 3.1
    BMO Harris Bank – Toronto
    1 days ago 1d
    MANDATE The ComplianceOfficer is to aid in executing the management of all regulatory compliance and risk management… Nesbitt Burns (BMO NB). The ComplianceOfficer is responsible for ensuring that the regulatory compliance requirements are met on…
  • 3.7
    JPMorgan Chase & Co – Toronto
    NEW
    and support the Canada Chief ComplianceOfficer (CCO) and Canada Chief Anti-Money Laundering Officer (CAMLO) in enhancing the Canadian… and managing applicable compliance and operating policies and procedures to ensure regulatory compliance issues are adequately addressed…
  • 3.6
    Equitable Bank – Toronto
    10 days ago 10d
    Job Title: ComplianceOfficer – AML Analyst Department: Compliance Reports To: Manager, AML Purpose of Job The AML… and monitoring of effective controls. The ComplianceOfficer – AML Analyst’s role is a multi-faceted one as responsibilities include…
  • 3.7
    TD Bank – Toronto
    4 days ago 4d
    into the Senior Manager, TD Compliance Academy & Training, the Senior ComplianceOfficer – TD Compliance Academy & Training will work… Auto req ID 181496BR Job Title Senior ComplianceOfficer – TD Compliance Academy & Training Report Location Toronto (95…
  • 3.7
    CI Financial – Toronto
    NEW
    is expected to assist the Chief ComplianceOfficer in the oversight of the regulatory Compliance program for the Investment Fund… JOB OVERVIEW We are currently seeking a Compliance Manager to join our Compliance team. In this role, the successful candidate…
  • FormHero – Toronto
    EASY APPLY
    NEW
    Role: Information Security & ComplianceOfficer The Information Security & ComplianceOfficer is accountable for ensuring that… in managing the key risks and provide guidance to the ComplianceOfficer and Senior Management Initiate ad-hoc analysis and reporting…
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