Accountant broker dealer for the regulatory group Jobs

5 Jobs
Filter Jobs
  • Broker Dealer ReconciliationsTeam Lead
    Aon Hewitt
    3.1  1,929 Reviews Aon Hewitt
    Toronto
    degree/college diploma in Business or Accounting · 3 to 7 years of related Broker Dealer Operations experience particularly Clearing… exist. · Review transactions and requests for compliance with regulatory and Bank requirements, as required. · Monitor production logs…
    22d
  • Compliance - Vice President, AML Compliance Officer - CIB - Toronto, Canada - Finance and Investment Industry Opportunity
    JPMorgan
    3.5  7,564 Reviews JPMorgan
    Toronto
    Program to manage regulatory and compliance oversight for the multiple wholesale banking and broker-dealer activities. This includes… OSFI and FINTRAC during regulatory examinations Qualifications •B.A. required and MBA, or accounting designation preferred •Strong…
    11d
  • Compliance - Vice President, AML Compliance Officer - CIB - Toronto, Canada
    J.P. Morgan
    3.5  7,564 Reviews J.P. Morgan
    Toronto
    Program to manage regulatory and compliance oversight for the multiple wholesale banking and broker-dealer activities. This includes… Liaison with OSFI and FINTRAC during regulatory examinations •B.A. required and MBA, or accounting designation preferred •Strong…
    12d
  • Collateral (Derivatives) Management Analyst
    John Hancock
    3.5  258 Reviews John Hancock
    Toronto
    outside vendors and broker/dealers as well as internal business lines such as Information Services, Group Risk Management, Treasury… requests from various groups in a timely and efficient manner Develop and manage relationships with clearing broker back office counterparts…
    26d
  • Supervisor, Portfolio Operations
    MACKENZIE INVESTMENTS
    3.6  47 Reviews MACKENZIE INVESTMENTS
    Toronto
    administration (fund accounting, valuation/pricing, etc) or middle office (prime brokerage, broker/dealer, bank, etc) * Minimum… completion. * Be diligent in adhering to policies, procedures, and regulatory framework * Participate in the production of accurate monthly…
    3d
Page 1 of 1
Click a Job to View Here

Scroll through the jobs on the left and click to view the job description in this area

Be the first to get new jobs like these:
Are these results helpful to you? Yes | No