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5,887  Senior Associate Compliance Jobs

Senior Compliance Associate Monitoring & Examinations

FXCM, Inc. New York State

• Execute continuous monitoring programs to ascertain the strength of the firm's internal controls and ensure adherence to applicable laws and… FXCM, Inc.

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Senior Compliance Associate - Corporate Compliance – new

FXCM, Inc. 100+ Reviews New York, NY

of the Compliance program • Other duties as assigned Experience and Skills: • Applicants should have previous experience working in a Compliance… FXCM, Inc.

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Senior Compliance Associate

Talent2 24 Reviews Bournemouth, England

You will be responsible for collecting and documenting data to assist with investigations. You will review and analyse data highlighting any… Reed.co.uk

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Risk Assurance Senior Associate Health Care Compliance

PwC 100+ Reviews Boston, MA

Are you interested in the opportunity to work for an industry-leading firm that services clients that include the Fortune 500, and will give you the… PwC

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Senior Associate, Regulatory Compliance – new

kpmg 100+ Reviews McLean, VA

• Assist clients in interpreting, implementing, and complying with federal procurement regulations and contractual requirements including the Federal… Glassdoor

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Compliance Senior Associate

PNC 2 Reviews Philadelphia, PA

You will work in a cross-functional team environment and interact with specific lines of business to understand current and prospective practices… CareerBuilder

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Senior Compliance Associate

Connect Search, LLC Chicago, IL

• Maintain the required compliance and corporate files as mandated by the SEC, NFA and other applicable regulators. • Review marketing materials… CareerBuilder

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Senior Compliance Associate – new

Green Key Resources 17 Reviews New York, NY

* Draft internal memos and professional correspondence * Understand and develop knowledge of regulatory guidelines and how they influence firm s… Glassdoor

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Senior Agency Compliance Associate

Metlife 100+ Reviews Westborough, MA

1) Ensures agency activities and materials comply with company policy and state and federal insurance department regulations. 2) Serves as back-up… TheLadders.com

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Senior Compliance Associate

Michael Page Financial Services United Kingdom

- To work in partnership with Senior Management and the business ensuring the promotion of `good practice Compliance` in order to gain buy… TotalJobs.co.uk

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Senior Compliance Associate - Finance and Investment Industry Opportunity

NY-based Bank/Broker-Dealer New York, NY

of the Compliance program - See more at:… VelvetJobs.com

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Senior Compliance Associate Platform Supervision

FXCM, Inc. 100+ Reviews New York, NY

• Conduct ongoing monitoring and supervision of FXCM's platforms to ensure they meet NFA and CFTC standards • Perform trend analysis of complaints… FXCM, Inc.

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Compliance Senior Associate – new

New York Life 100+ Reviews Richmond, VA

and coordination; * Coordinate with the firm’s outside service providers to ensure timely and proper filing of various regulatory requirements and… Glassdoor

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Governance Risk Compliance Business Continuity Senior Associate

McLean, VA

Are you interested in the opportunity to work for an industry-leading firm that services clients that include the Fortune 500, and will give you the… us.experteer.com

Senior Agency Compliance Associate - Requisition #: 77553

MetLife 100+ Reviews Westborough, MA

1) Ensures agency activities and materials comply with company policy and state and federal insurance department regulations. 2) Serves as back-up… InsuranceJobs.com

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Compliance Controls & Testing, Senior Associate

State Street Bank 88 Reviews Quincy, MA

With more than 29,430 employees across 29 countries, at State Street, our people are our greatest asset. We recognize that highly skilled, engaged… CareerBuilder

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Risk Assurance Senior Associate Health Care Compliance

PwC 100+ Reviews New York, NY

Are you interested in the opportunity to work for an industry-leading firm that services clients that include the Fortune 500, and will give you the… PwC

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Senior Quality Engineer (TestNG)

Walmart eCommerce San Bruno, CA

• Demonstrates up-to-date expertise and applies this to the development, execution, and improvement of action plans • Develops software quality… Walmart eCommerce

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