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16 assistant vice president compliance division jobs in New York, NY (US)

Compliance, Securities Division Compliance Equities and Options, Compliance Officer, Vice President, New York - Finance and Investment Industry Opportunity

Goldman Sachs 100+ Reviews New York, NY

include: • Providing advice on general trading rules and regulations and advising on real time trading issues • Advising and coordinating with… VelvetJobs.com

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Internal Audit Vice President

Morgan Stanley 100+ Reviews New York, NY

· Assists the Internal Audit department’s Institutional Securities audit team in completing its annual audit plan, communicating to senior management… Ivy Exec

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Financial Analyst (Entry Level) – new

K. Hovnanian Companies 51 Reviews Red Bank, NJ

will include the following: - Gather information necessary to prepare financial projections and offering materials from Corporate and Division/Area… CareerBuilder

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Assistant General Counsel / Vice President

Legal Professional Services New York, NY

• Advise corporate boards and management with respect to corporate governance, regulatory matters and important legal developments. • Provide… Ivy Exec

Ethics and Compliance Manager

Dragados 12 Reviews New York, NY

• Establish, manage and implement the Compliance Program to ensure awareness at all… Dragados

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VP, Compliance

GIC Investments 33 Reviews New York, NY

• Advising on and managing a broad spectrum of regulatory compliance issues arising from GIC's investment activities worldwide • Tracking industry… GIC Investments

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Surveillance Analytics Group, Compliance, Vice President

Goldman Sachs 100+ Reviews Jersey City, NJ

include working with the various groups within Compliance Division to: • Provide Compliance support for equities electronic trading and sales desks… Ivy Exec

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Executive Assistant

Wolters Kluwer 100+ Reviews New York, NY

The Executive Assistant to the Vice President/General Manager of Wolters Kluwer CLS will be responsible for providing confidential administrative… Wolters Kluwer

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VP Conduct Risk

Leading Financial Services Firm New York, NY

with respect to Conduct Risk. Key Deliverables • Assist in developing the Operating Model and governance structure to support the delivery of… Ivy Exec

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Compliance, Investment Banking Division Compliance, Vice President, New York - Finance and Investment Industry Opportunity

Goldman Sachs 100+ Reviews New York, NY

would specifically include coverage of (1) the IBD Chief Information Officer (CIO) and the CIOs initiatives, which include the development of… VelvetJobs.com

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Director of Student Advocacy & Prevention Awareness

Hofstra University 58 Reviews Hempstead, NY

The Hofstra University Division of Student Affairs (DSA) seeks an energetic and creative, mid-level, student affairs educator and student advocate… Hofstra University

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Director of Athletics Compliance/Student Athlete Advisory Committee (SAAC)

Cuny Research Foundation 84 Reviews New York, NY

Queens College is seeking a Director (or Coordinator) of Athletics Compliance/Student Athlete Advisory Committee (SAAC) Advisor. This is a… Cuny Research Foundation

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Senior Vice President & General Counsel

March of Dimes 98 Reviews White Plains, NY

Responsible for a wide range of legal issues including the supervision of corporate compliance and regulatory issues, contract review, the… exports.pro.adicio.com

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Finance, Controllers, IMD Regulatory Controllers (Jersey City) - VP - Finance and Investment Industry Opportunity

Goldman Sachs 100+ Reviews Jersey City, NJ

The Goldman Sachs Controllers Group is seeking Vice Presidents to join the growing Investment Management Divisions Regulatory Controllers Group… VelvetJobs.com

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Director, Business and Operations

HR Dynamics, Inc 1 Review New York, NY

Director, Business and Operations MUST HAVE FINANCIAL BACKGROUND Position Objective: Provides primary oversight for the Education and Youth Services… HR Dynamics, Inc

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