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142 Internal Control, Regulatory and Compliance Officer Jobs

Compliance Officer

Popular Community Bank 27 Reviews New York, NY

• Analyze banking regulations and prepare practical review steps to test compliance with said regulations within the banks operations in an effective… Popular Community Bank

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Compliance and Complaints Officer (Pensions)

Professional Recruitment Ltd Bristol, England

This is a varied and exciting role for either a Compliance Officer looking to move into another firm or an experienced Pensions Administrator looking… Reed.co.uk

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Compliance Officer

Reed 6 Reviews Wyboston, England

Reed Hot Job! Compliance Officer Permanent role Salary £18,000 to £23,000 Based in Wyboston Reed are working with one of the UKs fastest growing and… Reed.co.uk

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IT Internal Controls Manager

Citizens Business Bank 2 Reviews Ontario

include the following. Other duties may be assigned: • Complies with and stays abreast of all policies and procedures, federal and state laws… Glassdoor

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Bank Regulatory Compliance Officer - VP

The Compliance Search Group New York, NY

• Develop, implement and maintain effective compliance programs and policies in conformance with applicable laws and regulations. • Prepare and… TheLadders.com

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Senior Compliance Officer ICG Testing

Citi 100+ Reviews New York, NY

Compliance Testing (CT) is responsible for the execution of reviews of the Institutional Client Group (ICG), Citi Personal Wealth Management (CPWM… Citi

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Compliance Officer

UBS 100+ Reviews Toronto, NA

& Deliverables: - Work with cross functional teams to identify, assess, control and monitor compliance related risks. - Com… Ivy Exec

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Chief Financial Officer CFO

Allegheny Bradford Corporation 2 Reviews Lewis Run, PA

• Coordinate the preparation of financial statements, financial reports, special analyses, and information reports • Ensure that effective… TheLadders.com

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Compliance Manager and MLRO Corporate Banking Italian Speaking

Cameron James London, England

Guidelines, that the intrinsic legal and regulatory risks are properly managed and that compliance culture is promoted. Where applicable to ensure… Reed.co.uk

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Control & Compliance Officer

Huntswood 3 Reviews Basingstoke, England

will be to: •Monitor compliance regulations and update internal policies •Contribute to the development and maintenance of the compliant monitoring… CV-Library.co.uk

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Deputy Chief Compliance Officer

Leading Financial Services Firm New York, NY

, the following: ” Manage and continue the development and organization of the Corporate Compliance Program (e.g., Policy and Training, Control Room… Ivy Exec

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Compliance Officer, Asset Management – new

Singapore

-Reviewing proposed and new rules, regulations and laws to determine applicability to the companyâs business activities; advising on regulatory… RegionUP

Regulatory Risk Testing Officer

Popular Community Bank 27 Reviews New York, NY

• Analyze banking regulations and prepare practical review steps to test compliance with said regulations within the banks operations in an effective… Popular Community Bank

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CHIEF RISK OFFICER

SEFCU 17 Reviews Albany, NY

combination. Highly developed communication and leadership skills, strong computer proficiency on multiple platforms and ability to be a proactive… Jobg8

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Compliance Officer – new

Intelli Search Bangalore,Mumbai / Navi Mumbai / Thane, Maharashtra,Karnataka

Reports to Senior Manager Compliance and support Her in all activities of compliance /Legal in Capital markets space. Operational compliance and… Glassdoor

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Compliance Officer

Reed 6 Reviews Wyboston, England

Reed Hot Job! Compliance Officer Permanent role Salary £18,000 to £23,000 Based in Wyboston Reed are working with one of the UKs fastest growing and… Reed.co.uk

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