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33  Senior Trade Compliance Officer Jobs in Crawley, West Sussex, South East England, England

Compliance Executive - (Stockbroker) – new

Guru Careers London, England

Compliance Executive / Compliance Analyst / Compliance Officer - (Stockbroker) - London / City Keywords: Compliance Executive, Compliance Analyst… Adzuna

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Compliance Officer

Tower Research Capital LLC 8 Reviews London, England

The Compliance Officer will report to Spire Europes Director of Compliance. He or she will work closely with the Director of Compliance and other… Glassdoor

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Compliance Officer-Global Commodities Firm – new

Badenoch\x20\x26\x20Clark London, England

will include : Managing and developing the Compliance Function in Europe Manage the compliance procedures and internal and external reporting for all… Adzuna

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*Compliance Officer* Pan-European Trading Firm

Selby Jennings 3 Reviews London, England

A rapidly expanding pan-European trading house is looking for a Compliance Officer to work within the Trade Surveillance group. The role offers… Glassdoor

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Compliance Executive - (Stockbroker) – new

Guru Careers London, England

Compliance Executive / Compliance Analyst / Compliance Officer - (Stockbroker) - London / City Keywords: Compliance Executive, Compliance Analyst… Adzuna

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Senior Compliance Officer Compliance Control Group EMEA

CitiGroup 100+ Reviews London, England

The team is responsible for identifying potential conflicts and following close analysis and discussion, taking action to avoid conflicting… Glassdoor

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Compliance Manager-Global Commodities Firm – new

Badenoch\x20\x26\x20Clark London, England

will include : Managing and developing the Compliance Function in Europe Manage the compliance procedures and internal and external reporting for all… Adzuna

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Senior Compliance Officer, CF10 & CF11

London4Jobs City of London, England

Managing all compliance activities in line with FCA regulatory requirements. Providing accurate and timely advice to the business. Monitoring… Glassdoor

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Senior Compliance Officer, CF10 & CF11

UKStaffsearch City of London, England

Managing all compliance activities in line with FCA regulatory requirements. Providing accurate and timely advice to the business. Monitoring… Glassdoor

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Compliance Monitoring Officer-Wealth Management

Badenoch & Clark Ltd 5 Reviews London, England

will include : Design and implement the businesses monitoring programme both in the UK and to a lesser extent in an offshore office. Conduct of… Glassdoor

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Compliance Monitoring Manager - Wealth Management – new

Hays Risk & Compliance City of London, England

include:- (a) Assist the Compliance Officer to provide a stand-alone Compliance function that develops strategy to ensure that adequate policies… Glassdoor

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Compliance Monitoring Manager - Wealth Management

Hays Financial Markets London, England

include:- (a) Assist the Compliance Officer to provide a stand-alone Compliance function that develops strategy to ensure that adequate policies… Glassdoor

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Compliance Monitoring Manager - Wealth Management

Hays City City of London, England

include:- (a) Assist the Compliance Officer to provide a stand-alone Compliance function that develops strategy to ensure that adequate policies… Glassdoor

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Senior Compliance Officer-City based Hedge Fund

Badenoch & Clark Ltd 5 Reviews City of London, England

will include acting as key interface with regulators, maintaining and monitoring a risk based compliance programme, regulatory and statutory… Glassdoor

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Compliance officer - Fixed Income- Asset Management

Ashton Hendricks City of London, England

The role will be assisting the Compliance function to identify regulatory and legal issues, as well as monitoring pre and post trading actions on a… Glassdoor

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RCA Operations Control Officer

IT Human Resources City of London, England

RCA Operations Control Officer:(change,tradeflow,risk,compliance,audit) a chance to join a global market leader in their industry sector where… Glassdoor

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Compliance Manager-Global Commodities Firm – new

Badenoch\x20\x26\x20Clark London, England

will include : Managing and developing the Compliance Function in Europe Manage the compliance procedures and internal and external reporting for all… Adzuna

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Glassdoor is the only job search with a view from the inside. 33 Senior Trade Compliance Officer jobs in Crawley, West Sussex, South East England, England - plus company salaries, reviews, and more posted by employees.