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8 senior trade compliance officer jobs in Crawley, West Sussex, South East England, England (UK)

Senior Trade Surveillance Officer – new

Real Banking and Finance London, England

Senior Trade Surveillance Officer A senior Trade Surveillance Officer is required within a leading International Investment Management firm in the… Adzuna

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Senior Cross Product Advisory Compliance Officer

London, England

are to advise front office trading areas, liaise directly with Executive Committee members to help ensure that the business meets the regulatory… eFinancialCareers

Head of Trade Surveillance

Real Banking & Financial Services London, England

Reporting to the Head of Investment Management Compliance, this is an exciting newly created role where you will be given autonomy to implement and… eFinancialCareers

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Compliance Front Office Advisory

Morgan McKinley 66 Reviews London, England

Act as a compliance advisory officer to the front office trading desk, providing advice on products including fixed income, cash equities and money… eFinancialCareers

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Job Reference Number LON07187 - Director, Senior Compliance Manager

Bank of America 100+ Reviews London, England

The EMEA Equities Compliance teams supports all of Bank of America Merrill Lynchs Institutional Equity Sales and Trading business in London and works… Bank of America

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Regional Compliance Officer, Financial Crimes Group

SunAmerica Affordable Housing Partners 2 Reviews London, England

The Regional Compliance Officer, Global Financial Crimes Group will assist with oversight of ongoing activities related to the development… SunAmerica Affordable Housing Partners

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Regional Compliance Officer, Financial Crimes Group

AIG 100+ Reviews London, England

The Regional Compliance Officer, Global Financial Crimes Group will assist with oversight of ongoing activities related to the development… AIG

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Senior Compliance Officer And Team Leader - Advisory

McGregor Boyall Associates 12 Reviews London, England

• Provision of ancticipatory regulatory advice to Senior Management, Legal, Business and Control Functions - linked to exchange/clearing house… McGregor Boyall Associates

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