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9 Accountant, Broker/Dealer for the Regulatory Group Jobs

Regulatory Reporting Associate - Finance and Investment Industry Opportunity

International Retail Bank Stamford, CT

* Accurately prepare computations/calculations/reports * Aid in researching and providing explanations regarding regulatory issus both independently… VelvetJobs.com

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Finance, Controllers, Regulatory Reporting (Jersey City) - Analyst - Finance

Goldman Sachs 100+ Reviews Jersey City, NJ

Regulatory Reporting is seeking two motivated individuals to join the Broker Dealer Regulatory Reporting Team. These individuals will provide support… VelvetJobs.com

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Senior Financial Accountant (Controller / Finance Team) - Finance and Investment

Financial Services Institution 1 Review New York, NY

Main areas of Responsibility will include: Financial/Business Management Production of relevant financial/management accounting reporting… VelvetJobs.com

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Junior Compliance Associate - Securities/Commodities

Interactive Brokers 41 Reviews Chicago, IL

Interactive Brokers Group LLC, a Global Securities and Commodities business leader and one of the largest financial services firms in the U.S. has an… Glassdoor

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Associate Manager, Financial Reporting

Prudential 100+ Reviews Newark, NJ

The Broker Dealer Financial Reporting team within Corporate Controllers is responsible for preparing legal entity financial statements (both GAAP and… Glassdoor

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Legal Entity Reporting

Dynamics Associates New York, NY

• Assist the consolidations team with 10Q and 10K disclosures for the broker deal entity piece. • Preparing inter-company reconciliations on a monthly basi… Glassdoor

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Supervision Specialist

Cetera Financial Group 18 Reviews Schaumburg, IL

•Trade review and new account approval. •Responsible for the enforcement of policies/procedures as listed in procedure… Glassdoor

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Junior Compliance Analyst

Interactive Brokers 41 Reviews Chicago, IL

• Prepare Surveillance Report review and memorialization • Regulatory Filings • Assist with Anti Money Laundering Program • Conduct Fraud… Glassdoor

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