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36 accountant broker dealer for the regulatory group jobs

Accountant Regulatory Reporting

MetLife 100+ Reviews Charlotte, NC

The Broker-Dealer Controller Group has primary responsibility for compliance with the Financial Responsibility Rules of the Security & Exchange… StartWire

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FINANCE DIRECTOR, Financial Reporting and Accounting Policy

DTCC 100+ Reviews Jersey City, NJ

With over 40 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating… DTCC

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VP, Accounting Policy

Fortune 100 Financial Services Company Charlotte, NC

to include, but not limited to, the following: Directs and controls accounting policy implementation and administration across multiple major… Percipio Media

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Accountant

Roberthalf Yorkshire and the Humber

The RoleThe Legal Entity Controller / Financial reporting accountant for this International Dealer Broker based in central London will have full… Adzuna

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Legal Entity Controller – new

Credit Suisse 100+ Reviews Raleigh, NC

Role is that of a Legal Entity Controller and Preparation of External Financial Statements. Legal entity reporting is the process by which the Bank's… Percipio Media

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Director, Accounting Policy, BDOFR - Member Regulation, ROOR

Financial Industry Regulatory Authority (FINRA) Rockville, MD

reports and analysis on proposed or new financial accounting rules, standards and policies and its effects on and application to broker-dealers for… Ivy Exec

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Sr Accountant Regulatory Reporting

MetLife 100+ Reviews Charlotte, NC

The Broker-Dealer Controller Group has primary responsibility for compliance with the Financial Responsibility Rules of the Security & Exchange… StartWire

  • Overview
  • Reviews
  • Salaries

Director of Regulatory Accounting

The Compliance Search Group Kansas City, MO

are, but not limited to: • Have experience with regulatory accounting for either a jointly registered broker-dealer/futures commission merchant… TheLadders.com

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Manager Corporate Accounting – easy apply

tekopinc Denver, CO

May Include: • Responsible for accounting for registered broker/dealer legal entity • Responsible for reviewing and approving third party… tekopinc

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Financial Reporting and Accounting Policy Director

Post-Trade Financial Services Company Jersey City, NJ

The Finance Director, Finance Reporting and Accounting is primarily responsible for the global direction and coordination of: Financial Reporting (subsid… Percipio Media

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Sr Corporate Accountant

OppenheimerFunds 100+ Reviews Denver, CO

May Include:Responsible for accounting for registered broker/dealer legal entityResponsible for reviewing and approving third party paymentsReview… Ivy Exec

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Financial Reporting and Accounting Policy Director

DTCC 100+ Reviews Jersey City, NJ

The Finance Director, Finance Reporting and Accounting is primarily responsible for the global direction and coordination of: Financial Reporting (subsid… Ivy Exec

  • Overview
  • Reviews
  • Salaries

Senior Financial Accountant (Controller / Finance Team) - Finance and Investment Industry Opportunity

Financial Services Institution 1 Review New York, NY

Main areas of Responsibility will include: Financial/Business Management Production of relevant financial/management accounting reporting… VelvetJobs.com

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Director, Accounting Policy, BDOFR - Member Regulation, ROOR

Independent Securities Regulator Potomac, MD

reports and analysis on proposed or new financial accounting rules, standards and policies and its effects on and application to broker-dealers for… Percipio Media

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Supervision Specialist – new

Cetera Financial Group 22 Reviews Schaumburg, IL

•Trade review and new account approval. •Responsible for the enforcement of policies/procedures as listed in procedure… Cetera Financial Group

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