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12 accountant broker dealer for the regulatory group jobs

Assistant AR and Revenue Manager

ACA Complinace New York, NY

• Process monthly billing in accordance with the companys revenue recognition policies, client contracts, and general workflow procedures • Match… Job Board

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Director, Accounting Policy, BDOFR - Member Regulation, ROOR

Financial Industry Regulatory Authority (FINRA) Rockville, MD

reports and analysis on proposed or new financial accounting rules, standards and policies and its effects on and application to broker-dealers for… Ivy Exec

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Accounting Manager - Securities America

Sumitomo Mitsui Financial Group 16 Reviews Jersey City, NJ

The person in this position will be responsible for the accounting matters and system projects of a US broker-dealer, which include: P&L… Ivy Exec

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CCO for Investment Advisor

The Compliance Search Group New York, NY

THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the recruitment of Compliance, Legal… TheLadders.com

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BSA/AML Investigator

SunTrust 100+ Reviews Georgia-GA-Atlanta Area-Garden Offices

Takes initiative to stay current on BSA and OFAC regulatory updates, as well as the bank’s AML program policies and procedures. Chairs task force or… SunTrust

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Financial Reporting and Accounting Policy Director

DTCC 100+ Reviews Jersey City, NJ

The Finance Director, Finance Reporting and Accounting is primarily responsible for the global direction and co… Ivy Exec

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Supervision Specialist

Cetera Financial Group 24 Reviews Schaumburg, IL

•Trade review and new account approval. •Responsible for the enforcement of policies/procedures as listed in procedure… Cetera Financial Group

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Senior Financial Accountant (Controller / Finance Team) - Finance and Investment Industry Opportunity

Financial Services Institution 1 Review New York, NY

Main areas of Responsibility will include: Financial/Business Management Production of relevant financial/management accounting reporting… VelvetJobs.com

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US Regulatory /reporting BA / PM – easy apply

Grafpart corp New York, NY

IHC/CCAR Reg Reporting, Axiom and US FED Reg Reporting. A development background is highly… Grafpart corp

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FINANCE DIRECTOR, Financial Reporting and Accounting Policy

DTCC 100+ Reviews Jersey City, NJ

With over 40 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From operating… DTCC

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Junior Compliance Analyst

Interactive Brokers 56 Reviews Chicago, IL

• Prepare Surveillance Report review and memorialization • Regulatory Filings • Assist with Anti Money Laundering Program • Conduct Fraud… Interactive Brokers

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