FINRA Jobs & Careers


Show:  All Results Last 7 Days
2 days ago

Java Developer – new

Financial Industry New York, NY

The Cash Management Technology group is looking for a Java server side developer to join the New York cross-platform development team. The team works… CareerBuilder


26 days ago

Client Relationship Manager

Financial Industry Saint Louis, MO

I) Client on-boarding: A) Take the hand-off from the sales team to bring a new client under… Financial Industry


30+ days ago

Business Development Manager

Financial Industry Woodland Hills, CA

o Growing our market share within the financial compliance industry. o Utilize your financial industry knowledge and relationships to close deals. o… Financial Industry


26 days ago

Manager of Sales, Marketing and Client Relationships

Financial Industry Saint Louis, MO

This position is responsible for increasing client retention rates, marketing campaigns as well as providing sales team support and management… Financial Industry


26 days ago

Client Relationship Manager and Liaison Officer

Financial Industry Saint Louis, MO

Client on-boarding Take the hand-off from the sales team to bring a new client under contract. Coordinate with management and legal to insure that… Financial Industry


7 days ago

EXECUTIVE ASSISTANT - C LEVEL

FINANCIAL INDUSTRY New York, NY

Terrific Opportunity for EA/PA. 75K PLUSPAID OT = APPROX 100K - 125K Major International Asset Management firm, midtown, Seeks Top Notch… FINANCIAL INDUSTRY


3 days ago

Financial Operations Examiner - Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY +2 locations

Conduct on-site examinations and assess member organization's financial and operational condition and compliance with SEC and FINRA rules and… CareerBuilder


3 days ago

Compliance Examiner, Member Regulation

Financial Industry Regulatory Authority, Inc. Dallas, TX +4 locations

Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and… CareerBuilder


2 days ago

Financial Operations Examiner - Market Regulation, Trading & Financial Complianc – new

Financial Industry Regulatory Authority Inc Chicago, IL

Conduct on-site examinations of registered broker-dealers and assess the financial and operational condition, and compliance with securities rules… CareerBuilder


2 days ago

Senior Vice President & Deputy Chief, Enforcement – new

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Deputy Chief of Enforcement is responsible for the performance of the Rockville Enforcement Centers. Essential skills include the ability to lead… CareerBuilder


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

164 Reviews
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164 Reviews
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FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
77 Ratings
  1.  

    Excellent place to work in

    Current Employee - Anonymous Employee
    Current Employee - Anonymous Employee

    I have been working at FINRA

    Pros

    Very good environment to work in

    Cons

    Sometimes work schedule is a bit stressful esp. with releases

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