FINRA Jobs & Careers


Show:  All Results Last 7 Days
8 days ago

Software Security Engineer

Financial Industry Regulatory Authority Inc Rockville, MD +4 locations

The Staff Security Engineer works under limited supervision and will perform information security tasks commensurate with their experience that… CareerBuilder


20 days ago

Client Relationship Manager

Financial Industry Saint Louis, MO

I) Client on-boarding: A) Take the hand-off from the sales team to bring a new client under… Financial Industry


30+ days ago

Business Development Manager

Financial Industry Woodland Hills, CA

o Growing our market share within the financial compliance industry. o Utilize your financial industry knowledge and relationships to close deals. o… Financial Industry


20 days ago

Manager of Sales, Marketing and Client Relationships

Financial Industry Saint Louis, MO

This position is responsible for increasing client retention rates, marketing campaigns as well as providing sales team support and management… Financial Industry


20 days ago

Client Relationship Manager and Liaison Officer

Financial Industry Saint Louis, MO

Client on-boarding Take the hand-off from the sales team to bring a new client under contract. Coordinate with management and legal to insure that… Financial Industry


1 day ago

EXECUTIVE ASSISTANT - C LEVEL – new

FINANCIAL INDUSTRY New York, NY

Terrific Opportunity for EA/PA. 75K PLUSPAID OT = APPROX 100K - 125K Major International Asset Management firm, midtown, Seeks Top Notch… FINANCIAL INDUSTRY


30+ days ago

Financial Operations Examiner - Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY +2 locations

Conduct on-site examinations and assess member organization's financial and operational condition and compliance with SEC and FINRA rules and… CareerBuilder


22 days ago

Financial Operations Examiner Market Regulation, Trading & Financial Compliance

Financial Industry Regulatory Authority, Inc. Chicago, IL

Conduct on-site examinations of registered broker-dealers and assess the financial and operational condition, and compliance with securities rules… CareerBuilder


22 days ago

Senior Vice President & Deputy Chief, Enforcement

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Deputy Chief of Enforcement is responsible for the performance of the Rockville Enforcement Centers. Essential skills include the ability to lead… CareerBuilder


16 days ago

Senior Software/Cloud Security Engineer

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Senior Software/Cloud Security Engineer works under minimal supervision and will perform information security tasks commensurate with their… CareerBuilder


FINRA Photos

West Monroe FINRA (Photo thanks to Flickr user lobtar28, available under by-nc-nd v2.0)
Washington DC headquarters of FINRA (formerly NASD), financial industry's self-regulatory body. 1735 K Street. (Photo thanks to Flickr user Dan DC All rights reserved.)
FINRA Headquarters (Photo thanks to Flickr user WilliamlnOmaha All rights reserved.)

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FINRA Reviews

164 Reviews
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164 Reviews
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FINRA Chairman & CEO Richard G. Ketchum
Richard G. Ketchum
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  1.  

    Excellent place to work in

    Current Employee - Anonymous Employee
    Current Employee - Anonymous Employee

    I have been working at FINRA

    Pros

    Very good environment to work in

    Cons

    Sometimes work schedule is a bit stressful esp. with releases

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