FINRA

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FINRA Jobs & Careers

41 job openings
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Show:  All Results Last 7 Days

Investigator II, Corporate Financing

Financial Industry Regulatory Authority, Inc. Rockville, MD

Review member corporate financing activity for compliance with FINRA and SEC rules and other securities laws. The Investigator II conducts… CareerBuilder


Regulatory Analyst - OFDMI - Insider Trading

Financial Industry Regulatory Authority, Inc. Rockville, MD

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder


Regulatory Analyst- Member Trading, Market Regulation

Financial Industry Regulatory Authority, Inc. New York, NY

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder


Manager III,Broker Dealer Operations & Financial Responsibility, Member Regulati

Financial Industry Regulatory Authority, Inc. New York, NY

Serve as subject matter expert, and provide technical guidance and education on accounting related topics, respond to interpretative questions… CareerBuilder


Financial Operations Examiner Market Regulation, Trading & Financial Compliance

Financial Industry Regulatory Authority, Inc. New York, NY

The Compliance Examiner conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder


Associate Principal Specialist, Credit Regulation

Financial Industry Regulatory Authority, Inc. New York, NY

Research and provide technical guidance and education on interpretive questions, and regulatory issues, concerning broker-dealer credit/margin… CareerBuilder


Examiner IT Financial Operations, Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY

Conducts on-site examinations and advises surveillance staff on how to assess the effectiveness of member organization's technology systems and… CareerBuilder


Financial Operations Examiner - Member Regulation, ROOR

Financial Industry Regulatory Authority, Inc. New York, NY

Conduct on-site examinations and assess member organization's financial and operational condition and compliance with SEC and FINRA rules and… CareerBuilder


Senior Economist - Washington, DC or New York, NY

Financial Industry Regulatory Authority, Inc. Washington, DC

The primary duties of this position are to engage in statistical, econometric and financial analysis projects to evaluate the risks, costs and… CareerBuilder


Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinat

Financial Industry Regulatory Authority, Inc. New York, NY +2 locations

The Compliance Examiner conducts routine review and investigations of unusual market activity for evidence of violations of relevant rules and… CareerBuilder

Updated Jul 28, 2014

See What FINRA Employees Are Saying

Employees say it's “OK”   154 ratings

3.0

68% Approve of the CEO   71 ratings

FINRA Chairman & CEO Richard G. Ketchum

Richard G. Ketchum

Chairman & CEO

Pros: “As a legal intern working at FINRA, you have an opportunity to learn first hand about the regulation of the financial services industry. Atmosphere was very collegial and low-stress, everyone is happy to answer any questions you may have.”Full Review


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