FINRA – New York, NY +8 locations
Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and… CareerBuilder
Financial Industry Regulatory Authority Inc – New York, NY +2 locations
The Regional Counsel performs a variety of specific duties including initiating and bringing to resolution disciplinary actions; and providing legal… CareerBuilder
Chairman & CEO
Pros: “This company allows for flexibility and growth. You can pursue training and development and it is encouraged.” – Full Review
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Updated Dec 13, 2013